Pre-IPO and IPO fundraising services offered to qualified companies.
We will assist with the entire going public process with or without a public shell.
Services Include: Private placements, PIPEs, reverse mergers, Form 10 and S-1 registrations, 15c211, market making, and more.
We are a full service broker dealer with top clearing. Our investor clients include retail, accredited investors, hedge funds, other institutional investors.
We prefer companies with revenue but will consider exceptional pre-revenue businesses with strong experienced management.
© 2023 Empire State Financial, Inc. All rights reserved.